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David Patrick Bannon

Corient

Birmingham, AL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-14
TX RA APPROVED 2026-07-14
  • AL RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

400 Union Hill Drive Suite 250, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisors, Inc. Birmingham AL 04/2016 06/2026
Minshall & Company Tulsa OK 06/2016 10/2017
Quasar Distributors, Llc Milwaukee WI 01/2018 12/2020
Corient Birmingham AL 06/2026 Present
  • 04/2016 → 06/2026
    Capital Advisors, Inc.
    Birmingham, AL
  • 06/2016 → 10/2017
    Minshall & Company
    Tulsa, OK
  • 01/2018 → 12/2020
    Quasar Distributors, Llc
    Milwaukee, WI
  • 06/2026 → Present
    Corient
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-17
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S65 Uniform Investment Adviser Law Examination
    2016-05-17
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01

View on SEC IAPD

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