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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

230 Ralston Road, Sarver, PA 16055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Financial Management, Inc Freeport PA 07/2009 Present
Mid Atlantic Capital Corporation Freeport PA 07/2009 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 07/2009 → Present
    Mid Atlantic Financial Management, Inc
    Freeport, PA
  • 07/2009 → Present
    Mid Atlantic Capital Corporation
    Freeport, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
Other Businesses

1)RENTAL PROPERTY~NON INVESTMENT RELATED~CAPE CORAL, FL~CONDO RENTAL~OWNER~START DATE JAN 2007~0HRS PER MONTH~0HRS PER MONTH DURING MARKET~PROPERTY MANAGER MANAGES THE PROPERTY - - - - - - - - - - - - - - 2)PENN NORTH FINANCIAL SERVICES~NON INVESTMENT RELTATED~230 RALSTON ROAD, PO BOX 125, FREEPORT, PA 16055~BUSINESS NAME ONLY~EXECUTIVE VICE PRESIDENT~APRIL 2018~2HRS PER MONTH~0HRS PER MONTH DURING MARKET~EXECUTIVE VICE PRESIDENT. 3)PENN NORTH FINANCIAL SERVICES~APRIL 2018~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 100 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 20 HOURS DURING NON-TRADING HOURS. 4)Armstrong School District...Not investment related...Kittanning, PA 16201...Help coach the varsity football team during the upcoming football season....Start 8/8/22....40 hours per month...8 Hours during market...Help coach the varsity football team at Armstrong High School during the football season..... 5)NewEdge Advisors*Yes Invest*Freeport, PA *Registered Investment Advisor*Sole Proprietorship*11/1/21*Owner, Financial Advisor*Run an advisory business*160 hrs trade/20 non trade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-27
  • S66 Uniform Combined State Law Examination
    1998-05-27
Other Names
  • Dave Lacinski

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