Best Investors Account Sign in

Fernando Jose Agudo Nido

Npa Asset Management, LLC

Hato Rey, PR

Fair Lawn, NJ

CRD 3038750

Claim This Profile
Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-03-13
  • PR RA
    APPROVED
    Since 2018-03-13

Branch Locations

31 Calaf St, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities San Juan PR 03/1998 10/2017
Nationwide Planning Associates, Inc Hato Rey PR 10/2017 Present
  • 03/1998 → 10/2017
    Santander Securities
    San Juan, PR
  • 10/2017 → Present
    Nationwide Planning Associates, Inc
    Hato Rey, PR
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. FERAGU LLC- START DATE- 3/10/2021- PERSONAL INVESTMENT ACCOUNT CREATED FOR ESTATE PLANNING AND TAX PURPOSES. WILL YOU RECEIVE COMPENSATION- NO. IDENTIFY THE SOURCE OF CAPITAL- PERSONAL ASSETS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-09
S63 Uniform Securities Agent State Law Examination 1998-08-10
  • S65 Uniform Investment Adviser Law Examination
    2000-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-08-10
Other Names
  • Fernando Jose Agudo Nido
  • Fernando Jose Agudo

View on SEC IAPD

More in Hato Rey, PR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor