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Jeff Fluharty

Wells Fargo Advisors Financial Network, LLC

Fresno, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04

Branch Locations

8080 N Palm Ave Ste 106, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 11/2022
Wells Fargo Advisors Financial Network, Llc Fresno CA 11/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-11-04
    Wells Fargo Clearing Services, Llc
    Clovis, CA
    Tulare, CA
    Fresno, CA
    Hanford, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Tulare, CA
    Fresno, CA
    Fresno, CA
  • 2002-02-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Tulare, CA
    Hanford, CA
    Fresno, CA
    Lemoore, CA
    Clovis, CA
Other Businesses

FLUHARTY FINANCIAL GROUP, INV RELATED, FRESNO, CA, 100% OWNERSHIP, START: 11/04/2022, 2 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-12
  • S66 Uniform Combined State Law Examination
    2001-01-12
Other Names
  • Jeffrey James Fluharty
  • Jeffrey J Fluharty

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA
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PERENNIAL FINANCIAL SERVICES · Fresno, CA
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