Jacob Anthony Kozmic

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-07-16 → 2016-01-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aventura, FL
• 2000-04-07 → 2009-07-21
  Ubs Financial Services Inc.
  Aventura, FL
  Hallandale Beach, FL

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 2) KOZMIC1 GLOBAL WEALTH MANAGEMENT LLC, 100 SE 2nd St., Suite 2000, Miami FL 33131, 01/01/2024, Founder and CEO, CIRA Affiliation, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-04-17

Other Names

• Jake Kozmic
• Jacob Kozmic