Matthew Alan Thompson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley
  Melville, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2008-04-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Great Neck, NY
• 2000-09-19 → 2004-08-19
  Citigroup Global Markets Inc.
  Manhasset, NY
  Manhasset, NY

Other Businesses

1. AMERICAN RED CROSS OF NASSAU COUNTY- BOARD MEMBER *388743 - Bayside Business Association; Investment related - No; Bayside, NY; Business Assocation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 0; After business hours: 2; Business Development/Growth, Labor/Service, Marketing, Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1998-11-30

Other Names

• Matthew Alan Thompson