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Current Employers
Continuum Advisory, Llc

873 E. State Street, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-14
  • NY RA
    APPROVED
    Since 2026-04-14

Branch Locations

873 E. State Street, Eagle, ID 83616 • United States

Ronkonkoma, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 02/2016 08/2019
Unemployed Ronkonkoma NY 08/2019 07/2020
Transamerica Financial Advisors, Inc Johns Creek GA 02/2022 09/2022
World Financial Group, Inc. Johns Creek GA 01/2022 09/2022
A.G. Morgan Financial Advisors Massapequa NY 08/2020 12/2021
Hsbc New York NY 04/2014 08/2019
Ibn Financial Liverpool NY 03/2021 01/2022
Traderfield Securities Flushing NY 07/2020 09/2020
Unemployed Lake Ronkonkoma NY 08/2019 07/2020
Osaic Wealth, Inc Scottsdale AZ 09/2022 Present
  • 02/2016 → 08/2019
    New York, NY
  • 08/2019 → 07/2020
    Unemployed
    Ronkonkoma, NY
  • 02/2022 → 09/2022
    Transamerica Financial Advisors, Inc
    Johns Creek, GA
  • 01/2022 → 09/2022
    World Financial Group, Inc.
    Johns Creek, GA
  • 08/2020 → 12/2021
    A.G. Morgan Financial Advisors
    Massapequa, NY
  • 04/2014 → 08/2019
    Hsbc
    New York, NY
  • 03/2021 → 01/2022
    Ibn Financial
    Liverpool, NY
  • 07/2020 → 09/2020
    Traderfield Securities
    Flushing, NY
  • 08/2019 → 07/2020
    Unemployed
    Lake Ronkonkoma, NY
  • 09/2022 → Present
    Osaic Wealth, Inc
    Scottsdale, AZ
Previous Registrations
  • 2022-09-27 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
  • 2022-09-27 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2022-02-07 → 2022-09-26
    Johns Creek, GA
  • 2021-01-05 → 2022-02-04
    Massapequa, NY
  • 2016-02-05 → 2019-08-14
    New York, NY
    New York, NY
  • 2013-01-29 → 2014-04-21
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2009-03-30 → 2011-12-31
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

Continuum Advisory; Investment Related; 873 E State Street, Eagle, ID 83616; Registered Investment Advisor; Deputy Compliance Officer; 04/06/2026; 160 hrs/mo; 130 hrs/mo; compliance and supervision

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-28
S63 Uniform Securities Agent State Law Examination 1998-07-25
  • S65 Uniform Investment Adviser Law Examination
    2009-03-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-25
Other Names
  • Deepa Thampi
  • Deepa Gibbons
  • Deepa Thampigibbons
  • Deepa Thampi-Gibbons
  • Deepa Thampi
  • Deepa Thampi-Gibbons

View on SEC IAPD

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