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Brad Richard Metz

Ark Advisors LLC

Bloomington, IL

CRD 3037176

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Employer firm

Ark Advisors LLC CRD 167456

$196M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ark Advisors Llc

205 N. Williamsburg Drive Suite E, Bloomington, IL 61704 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-09
IL RA APPROVED 2013-05-30
  • TX RA
    APPROVED_RES
    Since 2013-11-09
  • IL RA
    APPROVED
    Since 2013-05-30

Branch Locations

205 N. Williamsburg Drive Suite E, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ark Advisors Llc Bloomington IL 05/2013 Present
Purshe Kaplan Sterling Investments Albany NY 05/2013 01/2017
  • 05/2013 → Present
    Ark Advisors Llc
    Bloomington, IL
  • 05/2013 → 01/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2011-09-01 → 2013-05-29
    First Midwest Securities, Inc.
    Bloomington, IL
    Bloomington, IL
    Bloomington, IL
  • 2009-06-01 → 2011-09-08
    Woodbury Financial Services, Inc.
    Bloomington, IL
    Bloomington, IL
    Lemont, IL
  • 2007-04-27 → 2009-06-03
    Edward Jones
    St Louis, MO
    Bloomington, IL
Other Businesses

1) Insurance Agent - 205 N. Williamsburg Drive, Suite E, Bloomington, IL 61704. 9/2006-PRESENT. FIXED INSURANCE SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2007-04-23
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SAVANT WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

SCOTT DUANE MILLER
GIOVANNI ANTONIO BERNETTI
Michele L Heller

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLOOMINGTON, IL
SAVANT WEALTH MANAGEMENT · Bloomington, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bloomington, IL

More in Bloomington, IL

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