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Inactive

Brad Richard Metz

Ark Advisors LLC

Bloomington, IL

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Current Employers
Ark Advisors Llc

205 N. Williamsburg Drive Suite E, Bloomington, IL 61704 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-09
IL RA APPROVED 2013-05-30
  • TX RA
    APPROVED_RES
    Since 2013-11-09
  • IL RA
    APPROVED
    Since 2013-05-30

Branch Locations

205 N. Williamsburg Drive Suite E, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ark Advisors Llc Bloomington IL 05/2013 Present
Purshe Kaplan Sterling Investments Albany NY 05/2013 01/2017
  • 05/2013 → Present
    Ark Advisors Llc
    Bloomington, IL
  • 05/2013 → 01/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2011-09-01 → 2013-05-29
    First Midwest Securities, Inc.
    Bloomington, IL
    Bloomington, IL
    Bloomington, IL
  • 2009-06-01 → 2011-09-08
    Woodbury Financial Services, Inc.
    Bloomington, IL
    Bloomington, IL
    Lemont, IL
  • 2007-04-27 → 2009-06-03
    Edward Jones
    St Louis, MO
    Bloomington, IL
Other Businesses

1) Insurance Agent - 205 N. Williamsburg Drive, Suite E, Bloomington, IL 61704. 9/2006-PRESENT. FIXED INSURANCE SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2007-04-23
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SAVANT WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC
KRAFT FINANCIAL, LLC

Other Investors

SCOTT DUANE MILLER
GIOVANNI ANTONIO BERNETTI
Michele L Heller
H David Osnowitz
JOHN C. MEINHOLD
BRETT ARRON MCDANIEL
Mark Isaac Osnowitz
Susan Frances Elizarraras

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLOOMINGTON, IL
SAVANT WEALTH MANAGEMENT · Bloomington, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bloomington, IL
SAVANT WEALTH MANAGEMENT · BLOOMINGTON, IL
LPL FINANCIAL LLC · BLOOMINGTON, IL
EDWARD JONES · BLOOMINGTON, IL
EDWARD JONES · Bloomington, IL
THRIVENT INVESTMENT MANAGEMENT INC. · BLOOMINGTON, IL

More in Bloomington, IL

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