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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Plastic Industries | Chattanooga | TN | 10/1995 | Present |
| Fsc Securities Corporation | Dalton | GA | 07/2007 | 11/2023 |
| Osaic Wealth, Inc. | Dalton | GA | 11/2023 | Present |
1) JEFFREY BROWNE POSITION: owner NATURE: Home rental, Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 129 Ridgetree Ln NE, Marietta GA 30068, United States DESCRIPTION: Receive and deposit rental checks monthly 2) JEFFREY A BROWNE-INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 06/02/1998 ADDRESS: 118 West King St., Dalton GA 30720, United States DESCRIPTION: quote insurance if clients ask for quotes, or discuss their insurance needs and educate clients on policies they may have or are thinking they may need.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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