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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-12-19 |
Branch Locations
20 Courthouse Square, Ste 217, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Rockville | MD | 02/2009 | 12/2018 |
| Holmes And Associates Accounting Services, Llc | Rockville | MD | 01/2009 | Present |
| 1St Global Advisors, Inc. | Rockville | MD | 02/2009 | 12/2018 |
| Lpl Financial Llc | Rockville | MD | 12/2018 | Present |
1)12/14/2018 - HOLMES AND ASSOCIATES FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2009 - 128 hr/mth 2)12/14/2018 - FINANCIAL SOLUTIONS GROUP - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/2015 - 1 hr/mth 3)12/14/2018 - HOLMES AND ASSOCIATES ACCOUNTING SERVICES - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 01/2009 - 10 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-25 |
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