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Sheila Marie Broderick

Edward Jones

Lake Geneva, WI

CRD 3036759

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-18
WI RA APPROVED 2002-01-17
  • TX RA
    APPROVED_RES
    Since 2018-12-18
  • WI RA
    APPROVED
    Since 2002-01-17

Branch Locations

114 E Geneva Square, Lake Geneva, WI 53147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-11
  • S63 Uniform Securities Agent State Law Examination
    1998-04-11
Other Names
  • Shelia Marie David
  • Shelia Marie Broderick

View on SEC IAPD

Nearby Firms

GENEVA PARTNERS, LLC
STACKSTONE WEALTH, LLC
BEACON POINTE ADVISORS, LLC

Nearby Investors

VALERIE ANN LAMP
SCOTT GREGORY FARROW
Dean Robert Schwefel

Nearby Offices

GENEVA PARTNERS, LLC · LAKE GENEVA, WI
EDWARD JONES · LAKE GENEVA, WI
STACKSTONE WEALTH, LLC · LAKE GENEVA, WI

More in Lake Geneva, WI

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