Stephen Michael Smith

Current Employers

Employment History

• 06/2015 → Present
  Winter-Dent & Company
  Jefferson City, MO
• 07/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 12/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Usa Financial Securities
  Ada, MI
• 01/2017 → Present
  St. Raymond'S Society
  Jefferson City, MO

Previous Registrations

• 2023-06-29 → 2025-12-31
  Cetera Investment Advisers Llc
  Jefferson City, MO
• 2016-01-22 → 2023-06-29
  Cetera Wealth Services, Llc
  Georgetown, CT
  Jefferson City, MO
  Jefferson City, MO

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2015 APX NUMBER OF HOURS PER WEEK: 26 APX NUMBER OF HOURS DURING TRADING HOURS: 26 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE ; 2. NAME OF OTHER BUSINESS: ST. RAYMOND'S SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 308 EAST HIGH STREET, JEFFERSON CITY, MO 65101; NATURE OF BUSINESS: NON-PROFIT; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF GROWTH & HUMAN DEVELOPMENT ; APX NUMBER OF HOURS PER WEEK: 10-12 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: REACHING OUT TO NEW CITIES FOR EXPANSION AND TEACHING CLASSES TO CLIENTS ; 3. NAME OF OTHER BUSINESS: WINTER-DENT AND COMPANY INVESTMENT RELATED: YES ADDRESS: 101 E. MCCARTY STREET, JEFFERSON CITY, MO 65101 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/1/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING FIXED INSURANCE PRODUCTS FOR CLIENTS ; 4. NAME OF OTHER BUSINESS: WINTER-DENT FS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-18
• S63 Uniform Securities Agent State Law Examination
  1998-04-09

Other Names

• Steve Smith
• Steve M Smith