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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-08
  • PA RA
    APPROVED
    Since 2021-10-08

Branch Locations

260 Convention Center Drive, Duncansville, PA 16635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Pa Radiator, Llc Bellefonte PA 12/2011 Present
Wells Fargo Advisors, Llc State College PA 03/2015 11/2016
Wells Fargo Clearing Services, Llc State College PA 11/2016 10/2021
Wells Fargo Advisors Financial Network, Llc Duncansville PA 10/2021 Present
Previous Registrations
Other Businesses

CENTRAL PA RADIATOR LLC, NOT INV RELATED, BELLEFONTE, PA, 100% OWNERSHIP WITH SPOUSE, START 1/1/2008, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, BOOKKEEPING AND PERSONNEL RECORDS MANAGEMENT FOR AUTOMOTIVE PARTS BUSINESS.; EXECUTOR FOR FATHER, INV RELATED, ALTOONA, PA, START: 11/07/2023, 8 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-10
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S65 Uniform Investment Adviser Law Examination
    2003-04-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Beth Johns
  • Beth Ann Sweet

View on SEC IAPD

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