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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-14
UT RA APPROVED 2009-05-19
  • TX RA
    APPROVED_RES
    Since 2025-10-14
  • UT RA
    APPROVED
    Since 2009-05-19

Branch Locations

13907 S Minuteman Dr Suite 200, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Draper UT 03/1998 Present
Raymond James Financial Services Advisors, Inc Draper UT 01/2009 Present
Jias Investments, Llc Draper UT 01/2009 Present
Other Businesses

(1)Name of Business: Bison Investment Properties, LLC Address: 419 E. Clay Lane, Lehi, UT, 84043, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/09/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I seek and buy houses for rent. I finance the purchase of the houses and my son is the property manager once we obtain tenants for the rental properties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-11
S63 Uniform Securities Agent State Law Examination 1998-04-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-11
  • S63 Uniform Securities Agent State Law Examination
    1998-04-29
Other Names
  • Neal E Johnson

View on SEC IAPD

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