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Raymond Vuicich

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-07-16
GA RA APPROVED 2009-05-27
  • TX RA
    APPROVED_RES
    Since 2009-07-16
  • GA RA
    APPROVED
    Since 2009-05-27

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-06
S63 Uniform Securities Agent State Law Examination 1998-04-09
  • S65 Uniform Investment Adviser Law Examination
    1998-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-04-09
Other Names
  • Raymond Vulicich
  • Raymond Eugene Vuicich
  • Ray Vuicich
  • Raymond Vuicich Jr.

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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