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Thomas Glen Harman

State Farm Investment Management Corp.

Charlotte, NC

CRD 3035407

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-08-14
SC RA APPROVED 2018-08-14
  • NC RA
    APPROVED
    Since 2018-08-14
  • SC RA
    APPROVED
    Since 2018-08-14

Branch Locations

7825 Blntyn Cmn Pkwy Suite 220, Charlotte, NC 28277-3175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Harman Insurance Agency Charlotte NC 04/1991 Present
State Farm Vp Management Corp. Charlotte NC 03/1998 Present
State Farm Investment Mangement Corp. Charlotte NC 06/2012 03/2017
State Farm Investment Management Corp. Charlotte NC 08/2018 Present
  • 04/1991 → Present
    Thomas Harman Insurance Agency
    Charlotte, NC
  • 03/1998 → Present
    State Farm Vp Management Corp.
    Charlotte, NC
  • 06/2012 → 03/2017
    State Farm Investment Mangement Corp.
    Charlotte, NC
  • 08/2018 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

BALLANTYNE ROTARY CLUB; NON-INVESTMENT-RELATED; PIPER GLEN CC, CHARLOTTE, NC 28277; BALLANTYNE ROTARY CLUB; BOARD MEMBER 0%; 7/1/13; 8 HRS/MO; 6 HRS/MO; REVIEW BANK STATEMENTS. 2) Thomas Harman's Insurance Agency; Insurance Agency; Investment-related; 7825 Blntyn Cmn Pkwy Ste 220 Charlotte, NC 28277-3175; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/1991; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-28
  • S63 Uniform Securities Agent State Law Examination
    1998-05-28
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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