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State Farm Investment Management Corp. CRD 3487
$12.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-14 |
| SC | RA | APPROVED | 2018-08-14 |
Branch Locations
7825 Blntyn Cmn Pkwy Suite 220, Charlotte, NC 28277-3175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Harman Insurance Agency | Charlotte | NC | 04/1991 | Present |
| State Farm Vp Management Corp. | Charlotte | NC | 03/1998 | Present |
| State Farm Investment Mangement Corp. | Charlotte | NC | 06/2012 | 03/2017 |
| State Farm Investment Management Corp. | Charlotte | NC | 08/2018 | Present |
BALLANTYNE ROTARY CLUB; NON-INVESTMENT-RELATED; PIPER GLEN CC, CHARLOTTE, NC 28277; BALLANTYNE ROTARY CLUB; BOARD MEMBER 0%; 7/1/13; 8 HRS/MO; 6 HRS/MO; REVIEW BANK STATEMENTS. 2) Thomas Harman's Insurance Agency; Insurance Agency; Investment-related; 7825 Blntyn Cmn Pkwy Ste 220 Charlotte, NC 28277-3175; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/1991; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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