Steven Thomas Summa

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-02-04 → 2013-10-24
  New England Securities
  Bloomfield, CT
  West Hartford, CT
• 2008-01-01 → 2009-02-04
  Wells Fargo Clearing Services, Llc
  Glastonbury, CT
  Glastonbury, CT
• 2003-10-20 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Glastonbury, CT
  Glastonbury, CT
  St. Louis, MO
• 2002-01-02 → 2003-10-27
  New England Securities
  West Hartford, CT

Other Businesses

1) STEVEN t. SUMMA, INDEPENDENT INSURANCE AGENT, 2 NICHOLS ROAD, MONTVALE, NJ , 11/18/1998 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 4/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 10/11/13. 3) DELORME AND SUMMA FINANCIAL, 2 Nichols Road, Montvale NJ 07645-2612, 02/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  1998-04-08

Designations

• Certified Financial Planner

Other Names

• Steve Summa