Nichole Louise Reinhardt

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2017-11-21
TX	RA	APPROVED	2017-11-21

NH RA
APPROVED

Since 2017-11-21
TX RA
APPROVED

Since 2017-11-21

Branch Locations

Manchester, NH • United States

19 Chenell Drive, Ste. 1A, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corp.	Concord	NH	07/2008	11/2017
Rd Financial Services Llc	Concord	NH	04/2012	11/2017
Cw Investment Strategies, Llc	Concord	NH	11/2017	Present
Cambridge Investment Research, Inc.	Fairfield	IA	11/2017	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2017	Present

07/2008 → 11/2017

Lincoln Financial Securities Corp.

Concord, NH
04/2012 → 11/2017

Rd Financial Services Llc

Concord, NH
11/2017 → Present

Cw Investment Strategies, Llc

Concord, NH
11/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
11/2017 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2006-02-03 → 2017-12-18

Osaic Fs, Inc.

Canonsburg, PA

Carmel, IN

Cheshire, CT

Concord, NH

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/YR - 15/TRADING. 11/21/17 2. RED BOAT ADVISOR RESOURCES, 46 N STATE STREET, CONCORD, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/01/06, NIR, 3 HR/MO- 1/TRADING HR. 3. CW FINANCIAL STRATEGIES LLC, 46 N STATE ST, CONCORD, NH, 11/2017 AS OWNER/MANAGING MEMBER OF LLC FOR OPERATING EXPENSES AND RECRUITING. NIR - 40 HR/MO - 20HR/MO TRADING 4. RED BOAT ADVISOR RESOURCES, LLC, 19 Chenell Dr, Suite 1A, Concord NH 03301, United States, 04/01/2006, Owner, Insurance/Benefits/Human Resources, NIR, 3 HR/MO - 1 HR/MO TRADING 5. CW FINANCIAL STRATEGIES, LLC, 19 Chenell Dr, Suite 1A, Concord NH 03301, United States, 11/21/2017, Owner, Using a Trade Name/dba, NIR, 40 HR/MO - 20 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-24
S63	Uniform Securities Agent State Law Examination	2003-09-08

S66 Uniform Combined State Law Examination

2006-01-24
S63 Uniform Securities Agent State Law Examination

2003-09-08

Designations

Chartered Financial Consultant

Other Names

Nichole Reinhardt
Nicole Louise Siegrist
Nicole Louise Reinhardt

View on SEC IAPD