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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-11-10 |
| TX | RA | APPROVED | 2016-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Joplin | MO | 08/2005 | 11/2016 |
| Southwest Missouri Bank Insurance Agency | Carthage | MO | 09/2006 | 11/2016 |
| Raymond James Financial Services Advisors, Inc | Carthage | MO | 01/2009 | 11/2016 |
| Southwest Missouri Bank | Carthage | MO | 03/2012 | 11/2016 |
| Wells Fargo Advisors, Llc | Joplin | MO | 11/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Joplin | MO | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-20 |
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