Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-01
WI RA APPROVED 2025-09-30
  • TX RA
    APPROVED_RES
    Since 2025-10-01
  • WI RA
    APPROVED
    Since 2025-09-30

Branch Locations

826 South Hastings Way, Suite 1, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2016 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
Previous Registrations
Other Businesses

1. AFFINITY ASSET MANAGEMENT, 826 S. Hastings Way, Suite 1, Eau Claire WI 54701, United States, 10/01/2025, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 1 HR/MO TRADING 2. FOR CHIPPEWA LLC, 411 N. Bridge St, Chippewa Falls WI 54729, United States, 10/01/2025, Board Member, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 3. TRIAD ASSOCIATION, 826 S. Hastings Way, Suite 1, Eau Claire WI 54701, United States, 10/01/2025, Owner, Real Estate, NIR, 3 HR/MO - 0 HR/MO TRADING 4. HOB PROPERTY LLC, 826 S. Hasting Way, Suite 1, Eau Claire WI 54701, United States, 10/01/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-14
  • S63 Uniform Securities Agent State Law Examination
    1998-04-14
Other Names
  • Tim Kalien

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Eau Claire, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor