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Russell Raymond Smith

Wells Fargo Clearing Services, LLC

Naples, FL

Bonita Springs, FL

Boston, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-09
TX RA APPROVED 2025-12-02
  • FL RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States

Bonita Springs, FL • United States

125 High St Ste 1359A, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rockland MA 06/2011 12/2025
Wells Fargo Clearing Services, Llc. Boston MA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-15
S65 Uniform Investment Adviser Law Examination 1998-05-29
S63 Uniform Securities Agent State Law Examination 1998-05-15
  • S66 Uniform Combined State Law Examination
    2018-05-15
  • S65 Uniform Investment Adviser Law Examination
    1998-05-29
  • S63 Uniform Securities Agent State Law Examination
    1998-05-15

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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