Rey Whitehorn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial, Llc
  Miami Shores, FL
• 10/2015 → 04/2019
  Independent Financial Partners
  Ft Lauderdale, FL

Previous Registrations

• 2015-11-20 → 2019-04-26
  Independent Financial Partners
  Ft Lauderdale, FL
• 2010-09-15 → 2012-05-01
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Pembroke Pines, FL
• 2006-12-11 → 2010-09-22
  Truist Investment Services, Inc.
  Davie, FL
  Fort Lauderdale, FL
  Naples, FL
  Naples, FL
  Fort Lauderdale, FL
  Wilton Manors, FL
  Naples, FL
  Bonita Springs, FL
  Bonita Springs, FL
  Naples, FL

Other Businesses

1. 05/04/2012: No Business Name - Investment Related - WESTON, FL - REAL ESTATE RENTAL - TIME SPENT 1% PROPERTY RENTAL. 2. 5/30/2013 - ATLANTIC CAPITAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date: 08/16/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Mortgage loan originator. Residential home loans. 4. 3/3/2023 - ATLANTIC INSURANCE GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/03/2023 - 5 Hours Per Month/5 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-07
• S63 Uniform Securities Agent State Law Examination
  1998-05-26