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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-04-04
  • PA RA
    APPROVED
    Since 2011-04-04

Branch Locations

1250 Broadcasting Rd [L4-Rbo], Wyomissing, PA 19610 • United States

1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reading PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Reading PA 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, FLEETWOOD, PA, START: 8/4/2023, 5 HOURS A MONTH, 1 HOUR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 1998-04-23
  • S65 Uniform Investment Adviser Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    1998-04-23
Other Names
  • Jane M Grim
  • Jane Sholder

View on SEC IAPD

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