John Michael Flowers

Current Employers

Sterling Capital Management Llc

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-08-06

NC RA
APPROVED

Since 2014-08-06

Branch Locations

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterling Capital Management	Charlotte	NC	06/2014	Present
Sterling Capital Distributors, Llc	Charlotte	NC	07/2014	Present

06/2014 → Present

Sterling Capital Management

Charlotte, NC
07/2014 → Present

Sterling Capital Distributors, Llc

Charlotte, NC

Previous Registrations

2009-07-15 → 2014-07-16

Caprin Asset Management, Llc

Henrico, VA
2007-01-25 → 2009-07-27

Sovereign Advisers

Charlotte, NC
2005-04-04 → 2006-11-21

Bofa Advisors, Llc

Charlotte, NC
2004-07-21 → 2005-04-04

Columbia Management Advisors, Inc.

Boston, MA

Other Businesses

STERLING CAPITAL MANAGEMENT; CHARLOTTE NC; INVESTMENT RELATED; Registered Investment Advisor; Director/Fixed Income Platform Manager; Marketing/business development external wholsaler; 150 HOURS PER MONTH DEVOTED ALL DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-08-11
S66	Uniform Combined State Law Examination	2004-07-08

S63 Uniform Securities Agent State Law Examination

2014-08-11
S66 Uniform Combined State Law Examination

2004-07-08

Other Names

Michael Flowers
John Michael Flowers

View on SEC IAPD

Current Employers

Sterling Capital Management Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews