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Faustina Lene Legett

Rbc Capital Markets, LLC

Omaha, NE

Elkhorn, NE

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
NY RA APPROVED 2022-12-13
NE RA APPROVED 2022-12-09
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • NY RA
    APPROVED
    Since 2022-12-13
  • NE RA
    APPROVED
    Since 2022-12-09

Branch Locations

12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States

Elkhorn, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Omaha NE 08/2016 12/2021
Hightower Advisors, Llc Omaha NE 08/2016 12/2021
Rbc Capital Markets, Llc Omaha NE 12/2022 Present
Unemployed Old Hurst 12/2021 11/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-26
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2001-11-26
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31
Other Names
  • Tina Legett
  • Tina Largay
  • Faustina Largay

View on SEC IAPD

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