John Edward Frampton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Raymond James Financial Services
  King Of Prussia, PA
• 02/2010 → Present
  Raymond James Financial Services Advisors, Inc
  St Petersburg, FL
• 02/2015 → Present
  Jef Financial Advisors Llc
  King Of Prussia, PA
• 09/2017 → Present
  The Mary Ann Frampton Family Trust
  King Of Prussia, PA

Previous Registrations

• 2001-12-11 → 2010-03-03
  Ubs Financial Services Inc.
  Philadelphia, PA
  Philadelphia, PA

Other Businesses

(1)Name of Business: JEF Financial Advisors LLC Address: 630 Freedom Business Ctr FL 3, King Of Prussia, PA, 19406, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/10/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my business checking account that I set up when I joined Raymond James.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-12
• S63 Uniform Securities Agent State Law Examination
  1998-05-15

Other Names

• John E Frampton