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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-08 |
| AZ | RA | APPROVED | 2026-04-06 |
Branch Locations
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rfg, Llc | Mesa | AZ | 08/2011 | Present |
| Lpl Financial Llc | Tempe | AZ | 11/2024 | Present |
| Norwegian Cruise Line Holdings, Inc | Chandler | AZ | 07/2021 | 12/2024 |
| National Education Partners | Scottsdale | AZ | 06/2020 | 07/2021 |
| Norwegian Cruise Line Holdings, Inc | Mesa | AZ | 04/2018 | 06/2020 |
| Go Daddy, Inc | Gilbert | AZ | 09/2017 | 04/2018 |
1) 2025-08-13 - RFG LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-05-05 - 0hrs/mth - 0hrs/mth during trading 2) 2026-05-14 - Raven Circle LLC - Real Estate Rental - Y - Mesa AZ - 2026-05-08 - 0hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-14 |
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