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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-11-08
  • UT RA
    APPROVED
    Since 2024-11-08

Branch Locations

10808 S River Front Parkway Suite 375, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc South Jordan UT 02/2011 06/2024
Verus Capital Partners, Llc South Jordan UT 03/2011 10/2020
Arbor Point Advisors South Jordan UT 10/2020 11/2024
Osaic Wealth, Inc. South Jordan UT 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 02/2011 → 06/2024
    Securities America, Inc
    South Jordan, UT
  • 03/2011 → 10/2020
    South Jordan, UT
  • 10/2020 → 11/2024
    Arbor Point Advisors
    South Jordan, UT
  • 06/2024 → Present
    Osaic Wealth, Inc.
    South Jordan, UT
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. FREEDOM POINT FINANCIAL POSITION: President, Owner NATURE: Freedom Point Financial provides branding, marketing, and business practice consulting services to insurance agents and registered representatives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 11/21/2014 ADDRESS: 10808 S River Front Parkway, Suite 375, South Jordan UT 84095 DESCRIPTION: Freedom Point Financial provides support services to licensed insurance agents that provide insurance and employee benefit consultations to the general public. These agents receive compensation from the insurance products they sell, and Freedom Point receives compensation from its insurance agents for the administrative and support services they provide to the insurance agents. Freedom Point Financial provides marketing, branding, and business practice consulting to licensed registered representatives. These registered representatives receive their compensation from commissions, managed accounts, and financial planning fees. Freedom Point Financial receives compensation from the registered representatives based upon the branding, marketing, and business consulting services provided to the registered representatives as outlined in the Freedom Point Financial joint marketing agreement that each registered representative has signed. 2. HIGH STAR RANCH FF HOLDINGS, LLC POSITION: LLC member NATURE: The LLC will provide capital to a real estate development project. 3. I also submitted a PST request, and I received and signed an LOU with Osaic core compliance on 8-1-2025. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2025 ADDRESS: 4172 S Kiera Hill Lane, Salt Lake City UT 84107, United States DESCRIPTION: I provide capital to the LLC to be use to develop real estate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 1998-06-05
  • S65 Uniform Investment Adviser Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-06-05
Designations
Other Names
  • Rob Sandberg

View on SEC IAPD

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