Guy Francis Guarrera

Current Employers

Employment History

• 01/2003 → 09/2016
  Wall Street Financial Group
  Fairport, NY
• 03/2004 → Present
  Estate & Financial Planning Associates
  Rochester, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
  Rochester, NY
  Rochester, NY
• 2004-03-23 → 2016-09-23
  Wall Street Financial Group, Inc.
  Rochester, NY
  Victor, NY
  Rochester, NY

Other Businesses

1. DBA: ESTATE & FINANCIAL PLANNING ASSOCIATES 2. GUY F. GUARRERA POSITION: owner NATURE: Insurance sales, Life, LTC, Fixed Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/1998 ADDRESS: 1200 JEFFERSON RD, STE 200, ROCHESTER NY 14623-3158, United States DESCRIPTION: Sales of Insurance products including LTC 3. GUY F. GUARRERA POSITION: owner NATURE: SECURITIES AMERICA ADVISORS INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS: 1200 JEFFERSON RD, STE 200, ROCHESTER NY 14623-3158, United States DESCRIPTION: using third party managers under my and securities America RIA 4. GUY F. GUARRERA POSITION: owner NATURE: Consultant, in Medicaid Issues, Trust Issues, various administrative functions regardingEstate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2014 ADDRESS: 1200 JEFFERSON RD, STE 200, ROCHESTER NY 14623-3158, United States DESCRIPTION: Consulting with clients on trust issues, and overall medicaid planning. Acting in many cases asa laison between attorney's and accountants. 5. GUY F. GUARRERA POSITION: poa NATURE: POA for family member INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2009 ADDRESS: 1200 Jefferson Road Suite 200, Suite 200-D, Rochester NY 14623, United States DESCRIPTION: POA for family member..Mother...banking issues...investment advice...I handle the family business for my 91 year old motherMy mother has authorized me to handle the family business at handI also have POA for my stepfather Walter Jazerstrab who is 100 years old and in a VA nursing home 6. ESTATE PLANNING SOLUTIONS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/12/2026 ADDRESS: 1200 Jefferson Road Suite 200, Rochester NY 14623, United States DESCRIPTION: My responsibilities include the overall maintenance of the LLC-paying bills-payroll and everyday procedural demands. I also coordinate with the other party involved regarding future succession planning 7.GFG ESTATE PLANNING ASSOCIATES LTD POSITION: president NATURE: Subchapter S corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/12/2026 ADDRESS: 1200 Jefferson Road Suite 200, Rochester NY 14623, United States DESCRIPTION: General maintenance of the S corp

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-17
• S63 Uniform Securities Agent State Law Examination
  1998-06-11

Other Names

• Guy Francis Guarrera