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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-12-23 |
| CA | RA | APPROVED | 2024-12-20 |
| TX | RA | APPROVED_RES | 2024-12-20 |
Branch Locations
2050 Main Street, Suite 500, Irvine, CA 92614 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Irvine | CA | 06/2015 | 07/2022 |
| B. Riley Wealth Advisors, Inc. | Irvine | CA | 06/2015 | 12/2024 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | 12/2024 |
| Equitable Advisors, Llc | New York | NY | 12/2024 | Present |
POA for Son.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-11 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
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