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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davis Distributors, Llc | Tucson | AZ | 08/2019 | 12/2022 |
| Advisors Asset Management, Inc | Monument | CO | 09/2023 | 04/2024 |
| Unemployed | Gainesville | GA | 01/2023 | 08/2023 |
| Apple Federal Credit Union | Fairfax | VA | 11/2024 | 05/2025 |
| Unemployed | Gainesville | VA | 04/2024 | 11/2024 |
| Lpl Financial Llc | Fairfax | VA | 05/2025 | 06/2025 |
| Fisher Investments | Plano | TX | 06/2025 | 10/2025 |
| Lpl Financial | Fairfax | VA | 11/2025 | Present |
| Apple Federal Credit Union | Fairfax | VA | 11/2025 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 11/2024 | 05/2025 |
| Swan Global Investments, Llc | Durango | CO | 08/2014 | 07/2019 |
| Northern Lights Distributors, Llc | Omaha | NE | 09/2014 | 07/2019 |
1) 11/17/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Apple Financial Services, LLC Inv Related / At reported business location (s) - 160 Total Hours per month* - 160
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-07 |
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