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Thomas Harold Decker

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-31
  • TX RA
    APPROVED
    Since 2011-05-31

Branch Locations

8115 Preston Rd Ste 300 [Vb-Rbo], Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2011 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-02
S63 Uniform Securities Agent State Law Examination 1998-05-21
  • S65 Uniform Investment Adviser Law Examination
    1998-06-02
  • S63 Uniform Securities Agent State Law Examination
    1998-05-21
Designations
Other Names
  • Tom Decker
  • Thomas H Decker
  • Thomas H Decker
  • Thomas H Decker Jr.
  • Thomas H Decker
  • Thomas Harold Decker

View on SEC IAPD

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