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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-15
PA RA APPROVED 2023-05-15
TX RA APPROVED_RES 2023-05-15
  • MD RA
    APPROVED
    Since 2024-07-15
  • PA RA
    APPROVED
    Since 2023-05-15
  • TX RA
    APPROVED_RES
    Since 2023-05-15

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Hagerstown, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 10/2006 10/2021
Massmutual Life Insurance Company Mechanicsburg PA 11/2021 Present
Mml Investors Services Mechanicsburg PA 11/2021 Present
  • 10/2006 → 10/2021
    Grove Point Investments, Llc
    Rockville, MD
  • 11/2021 → Present
    Massmutual Life Insurance Company
    Mechanicsburg, PA
  • 11/2021 → Present
    Mml Investors Services
    Mechanicsburg, PA
Other Businesses

(1) Name: Blended Creations, Inv Rel:N Addr:@ Residential address on file, Nature: Retail Sales, Position: Owner, Start: 02/01/2022, No Hr/Mo: 40 No Hr/Mo Dur Trading:0, Duties: designing, creating promoting all items. (2) Name: Jackson Hewitt, Inv Rel: Y Addr: 585 Northern Ave, Hagerstown MD 21740 Nature: Tax Prep, Position: Tax Preparer, Start: 1/10/2022, No Hr/Mo:20 No Hr/ Mo Dur Trading: 0, Duties: To assist clients of Jackson Hewitt to prepare their taxes for federal and state tax returns. (3) NAME: Bester Community of Hope INV REL: N ADD: 356 Mill St, Hagerstown MD 21740 NATURE: Planning and organizing local community events POSITION: Community Ambassador START DATE: 07/01/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Assisting the organization with planning and executing community events for the city of Hagerstown (4)NAME: Door Dash, INV REL: N ADDR: @ Residential Address on file, NATURE: Delivery Services, POSITION:Delivery Person START: 2/20/2026, No Hr/Mo: 20 No Hr/Mo Dur trading: 0 DUTIES:Accepting delivery food orders and delivering to customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2022-03-14
Other Names
  • Katherine A Nieves

View on SEC IAPD

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