Best Investors Account Sign in
Inactive

Mercy Tanudjojo

Fullguards Financial

Santa Cruz, CA

Claim This Profile
Current Employers
Fullguards Financial

340 Soquel Ave Suite 110, Santa Cruz, CA 95062 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-05-22
CA RA APPROVED 2023-05-05
  • OR RA
    APPROVED
    Since 2023-05-22
  • CA RA
    APPROVED
    Since 2023-05-05

Branch Locations

340 Soquel Ave Suite 110, Santa Cruz, CA 95062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eugene OR 03/1998 02/2023
Unemployed Santa Cruz CA 02/2023 03/2023
Fullguards Financial Soquel CA 03/2023 Present
  • 03/1998 → 02/2023
    Ameriprise Financial Services, Inc.
    Eugene, OR
  • 02/2023 → 03/2023
    Unemployed
    Santa Cruz, CA
  • 03/2023 → Present
    Fullguards Financial
    Soquel, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-04
S63 Uniform Securities Agent State Law Examination 1998-04-10
  • S65 Uniform Investment Adviser Law Examination
    2002-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-04-10

View on SEC IAPD

Other Firms

MORGAN STANLEY
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
FIFTH THIRD SECURITIES, INC.

Other Investors

TIFFANY DANIELLE HAMMER
NIKOLAS MARSHAL BARR
NAYANA T D DARRAH
Jon Michael Hanson
Kenneth A Evans
Josiah T Clymer
RICHARD MICHAEL KAPCHUK
MAGGIE MERIDETH MARTIN

Other Offices

MORGAN STANLEY · Santa Cruz, CA
EDWARD JONES · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
EDWARD JONES · SCOTTS VALLEY, CA

More in Santa Cruz, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor