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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-19
  • TX RA
    APPROVED_RES
    Since 2013-08-19

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

1636 Kings Hwy N, Cherry Hill, NJ 08034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Milltown NJ 04/2006 Present
Wells Fargo Advisors Llc Whiting NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Whiting NJ 11/2016 Present
  • 04/2006 → Present
    Wachovia Bank, N.A.
    Milltown, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Whiting, NJ
  • 11/2016 → Present
    Whiting, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 1998-03-25
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-03-25
Other Names
  • Robin Nicole Duncan

View on SEC IAPD

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