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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
NY RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Cortlandt Manor, NY • United States

401 Columbus Avenue Suite 204, Valhalla, NY 10595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Valhalla NY 01/2015 11/2024
Prudential Insurance Company Of America Valhalla NY 01/2015 Present
Lpl Enterprise, Llc Valhalla NY 11/2024 Present
Previous Registrations
Other Businesses

TOM GIULIANTE~52 FOWLER AVENUE, CORTLANDT MANOR, NY 10657~LICENSE TO TEACH NY STATE POINT & INS REDUCTION PROGRAM~N~INSTRUCTOR~06/01/1995~6 HRS/MO~0 TRADING HRS/MO-United Healthcare, Aetna, Oxford TOM GIULIANTE AKA ANTHONY THOMAS GIULIANTE POSITION: Selling health insurance NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 52 Fowler Ave, Cortlandt Manor NY 10567, United States DESCRIPTION: Selling health insurance with various companies

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Anthony Thomas Giuliante
  • A Thomas Giuliante
  • Tom Giuliante
  • Tom Anthony Giuliante
  • Thomas A Giuliante
  • Anthony Thomas Giuliante
  • Tony Giuliante

View on SEC IAPD

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