David Allan Kania

Current Employers

Employment History

• 04/2010 → 10/2017
  Sentinel Financial Services Company
  Montpelier, VT
• 06/2018 → 09/2018
  Edward Jones
  St Louis, MO
• 11/2017 → 06/2018
  Unemployed
  Southbury, CT
• 09/2019 → 12/2020
  Bragg Financial Advisors, Inc.
  Charlotte, NC
• 09/2018 → 09/2019
  Unemployed
  Southbury, CT
• 01/2021 → Present
  Umb Distribution Services, Llc
  Milwaukee, WI
• 12/2020 → Present
  First Pacific Advisors
  Los Angeles, CA

Previous Registrations

• 2018-08-17 → 2018-09-11
  Edward Jones
  Southbury, CT
  St Louis, MO
• 2004-07-30 → 2008-10-09
  Transamerica Investment Management, Llc
  Waterbury, CT
• 2004-01-03 → 2004-08-11
  Dana Investment Advisors Inc
  Brookfield, WI

Other Businesses

- Position: Member - Board of Directors - Full Address of organization: Name:SVDP Mission of Waterbury, Inc. Address 1:34 Willow Street City:Waterbury State:Connecticut Zip:06721 - Date of Affiliation: 09/27/2023 - Describe nature of organization: St. Vincent DePaul Mission of Waterbury, Inc. is a non-profit 501 (c) (3) organization. "Through our network of services, we aid, support and empower people experiencing challenging situations so they may recover with dignity and develop sustainable solutions for a brighter future." - Duties/Responsibilities (be specific): Non-compensated member of the Board of Directors. The Board advises the Mission's management team on the management and development of the Mission's various programs. - Hours per month devoted to this organization? 1 -. Hours per month during trading hours devoted to this organization: 0 - Do you have control over Investments? No - Is this an investment-related activity? No

Exams

• S66 Uniform Combined State Law Examination
  2018-08-16
• S63 Uniform Securities Agent State Law Examination
  2009-04-20
• S65 Uniform Investment Adviser Law Examination
  2003-12-31

Other Names

• David Allan Kania
• David Kania