Raphael M. Hofmann

Current Employers

Employment History

• 01/2014 → Present
  Association Financial, Llc
  Troy, MI
• 01/2013 → 02/2017
  Lincoln Investment Planning, Inc.
  Southfield, MI
• 03/2016 → 02/2017
  Capital Analysts, Llc
  Fort Washington, PA
• 01/2014 → Present
  Association Financial Services, Llc
  Troy, MI

Previous Registrations

• 2016-03-10 → 2017-02-27
  Lincoln Investment
  Farmington Hills, MI
• 2016-03-11 → 2017-02-27
  Capital Analysts
  Southfield, MI

Other Businesses

OTHER BUSINESS: ASSOCIATION FINANCIAL, LLC | INVESTMENT RELATED: Yes POSITION: Managing Member and Independent Licensed Insurance Agent NATURE: Insurance & Fixed Investments START DATE: 08/03/1998 NUMBER OF HOURS PER MONTH: Approximately 80 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-80 hours per month. This may vary. ADDRESS: 755 West Big Beaver Road, Suite # 2020 | Troy, MI 48084 DESCRIPTION: Firm markets and sells insurance products and services for various companies. OTHER BUSINESS: VOYA FINANCIAL | INVESTMENT RELATED: Yes POSITION: Servicing Representative NATURE: Insurance START DATE: 06/01/2006 NUMBER OF HOURS PER MONTH: Approximately 1 hour. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-1 hour per month. This may vary. ADDRESS: 2000 21st Avenue NW | Minot ND 58703 DESCRIPTION: Servicing existing client base. OTHER BUSINESS: NOTARY | INVESTMENT RELATED: No POSITION: Public Notary Agent | COMMISSION EXPIRES: 09/2025 NATURE: Notarizing documents START DATE: 02/11/2013 NUMBER OF HOURS PER MONTH: Approximately 2 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-2 hours per month. This may vary. ADDRESS: 755 West Big Beaver Road, Suite # 2020 | Troy, MI 48084 DESCRIPTION: Public Notary Services. OTHER BUSINESS: FFL 01/07 AND CLASS 2 SOT DEALER | INVESTMENT RELATED: No POSITION: Managing Member NATURE: Dealer and Manufacturer of Title 1 and Title 2 Firearms START DATE: 10/13/2020 NUMBER OF HOURS PER MONTH: Approximately 40 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-40 hours per month. This may vary. ADDRESS: On file with the BATFE, FBI, and USDOJ. DESCRIPTION: Interstate and intrastate buyer, seller, manufacturer, and retailer of firearms and related products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-04
• S63 Uniform Securities Agent State Law Examination
  2013-01-04

Other Names

• Roffe M Hofmann
• Raphael Miguel Hofmann