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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-02-17
  • SC RA
    APPROVED
    Since 2021-02-17

Branch Locations

1954 Cedar Lane Rd, Greenville, SC 29617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 02/1998 02/2021
Bb&T Securities, Llc Greenville SC 01/2018 02/2021
Truist Investment Services, Inc. Greenville SC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 02/1998 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Greenville, SC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Greenville, SC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2020-08-19 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Greenville, SC
    Greenville, SC
    Charlotte, NC
    Greenville, SC
    Greenville, SC
    Greenville, SC
    Greenville, SC
    Greenville, SC
    Mauldin, SC
    Greenville, SC
    Taylors, SC
    Richmond, VA
Other Businesses

Name of Business: J&S Allen Properties, LLC Address: Greer, SC Position: Organizer/Member Nature: I bought a commercial building to rent to my husband. He will only pay the mortgage payment amount and I will not profit from any payment on the property. I have also bought a small house that I would like to rent out and hopefully it will be for profit. Start Date: 06/20/2021 Investment Related: No Number of Hours: 0 Securities Trading Hours: 0 Description: landlord/rent collector I have no other responsibilities. My husband will keep up the property which includes any repairs etc... Name of Business: Allen flooring, LLC Address: Greer, SC Position: Organizer/Agent Nature: This business is a flooring store but it isn't open to the public. It's my husband's business that is in my name solely because of family dynamics. He works with local builders and restoration companies to put flooring in new construction and individually owned homes. I do not actively participate in any activities in the business nor do I receive any compensation. Start Date: 04/01/2021 Investment Related: No Number of Hours: 0 Securities Trading Hours: 0 Description: I have no duties with this business nor do I receive any compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-17
S63 Uniform Securities Agent State Law Examination 1998-07-15
  • S66 Uniform Combined State Law Examination
    2020-08-17
  • S63 Uniform Securities Agent State Law Examination
    1998-07-15

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