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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-14 |
| OK | RA | APPROVED | 2004-03-04 |
Branch Locations
2675 N Harrison Ave, Shawnee, OK 74804 • United States
315 E. Dewey, Sapulpa, OK 74066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Sapulpa | OK | 03/2004 | Present |
1) 05/20/2004 - NON-VARIABLE INSURANCE - FIXED INSURANCE - SAPULPA, OK 2) 07/30/2009 - SEND MARKETING MATERIALS TO PRODUCER INSIGHT - NO TIME SPENT 3) 11/24/2010 - DBA for LPL Business (entity for LPL business) - FIRST UNITED WEALTH MANAGEMENT - SAPULPA, OK 4) 09/19/2017 - First United Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/11/2017 - 160 Hours Per Month/120 Hours During Securities Trading. 5) 9/17/2020 - No Business Name - Investment Related - 16800 W 151st St S, Kellyville OK 74039 - Real Estate Rental - Started 07/15/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Renting garage apartment at home. 6) 10/27/2021 - Kautz Realty LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/03/2011 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-02 |
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