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Inactive

Thomas Andrew Knippa

Cx Institutional, LLC

Auburn, IN

Plano, TX

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-16
  • TX RA
    APPROVED
    Since 2018-10-16

Branch Locations

200 East 7Th Street, Auburn, IN 46706 • United States

7500 Dallas Parkway Suite 475, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Plano TX 06/2002 09/2020
Vestpro Financial Partners, Inc. Dba Cpf Texas Plano TX 01/2008 12/2018
Cx Institutional, Llc Plano TX 10/2018 Present
Cpf Texas Plano TX 12/2001 10/2018
Cxi Advisors, Llc Plano TX 05/2019 09/2020
Personal Wealth Partners, Llc Bloomington MN 04/2022 10/2022
  • 06/2002 → 09/2020
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Plano, TX
  • 01/2008 → 12/2018
    Vestpro Financial Partners, Inc. Dba Cpf Texas
    Plano, TX
  • 10/2018 → Present
    Cx Institutional, Llc
    Plano, TX
  • 12/2001 → 10/2018
    Cpf Texas
    Plano, TX
  • 05/2019 → 09/2020
    Cxi Advisors, Llc
    Plano, TX
  • 04/2022 → 10/2022
    Personal Wealth Partners, Llc
    Bloomington, MN
Previous Registrations
  • 2022-05-02 → 2022-10-25
    Personal Wealth Partners Llc
    Plano, TX
    Bloomington, MN
  • 2019-05-17 → 2020-09-22
    Cxi Advisors, Llc
    Auburn, IN
    Plano, TX
  • 2002-10-08 → 2018-11-27
    Cpf Texas
    Dallas, TX
    Plano, TX
  • 2002-06-28 → 2015-07-13
    Lpl Financial Llc
    Plano, TX
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-04
S63 Uniform Securities Agent State Law Examination 1998-06-12
  • S65 Uniform Investment Adviser Law Examination
    2001-01-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-12
Designations
Other Names
  • Tom Knippa

View on SEC IAPD

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