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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-08 |
| VA | RA | APPROVED | 2025-09-29 |
| OH | RA | APPROVED | 2025-03-03 |
| FL | RA | APPROVED | 2023-11-21 |
| NJ | RA | APPROVED | 2022-09-08 |
| CT | RA | APPROVED | 2022-09-02 |
| NY | RA | APPROVED | 2022-06-28 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
582-586 9Th Avenue, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | New York | NY | 06/2014 | 06/2022 |
| Td Bank N.A. | New York | NY | 06/2022 | Present |
| Td Private Client Wealth Llc | New York | NY | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-31 |
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