Richard Allen Yercheck

Current Employers

Employment History

• 06/2013 → 03/2019
  Prospera Financial Services
  Dallas, TX
• 03/2019 → Present
  Capital Investment Group Inc
  Raleigh, NC
• 03/2019 → Present
  Capital Investment Advisory Services, Llc
  Raleigh, NC

Previous Registrations

• 2013-07-03 → 2019-03-28
  Prospera Financial Services, Inc.
  Dallas, TX
  Matthews, NC
  Monroe, NC
• 2004-09-17 → 2013-06-28
  Tca Financial Group, Llc
  Charlotte, NC
  Charlotte, NC
  Concord, NC
  Mathews, NC
• 2003-05-14 → 2004-10-04
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Other Businesses

(1.) CPR Instructor. 3004 Manchester Avenue, Monroe, NC 28110. Instructor/Owner. Teach CPR to the public, first responders and health care professionals. Non investment related. 1-2 hours/week. <1 hour during trading hours. (2.) City of Monroe Planning Board. 300 W. Crowell St., Monroe, NC 28112. Board Member. Planning new development for the city of Monroe. Non investment related. One hour/week. 0 hours during trading hours. (3.)MANCHESTER AVENUE SECURITIES, LLC. 40 HOURS A WEEK. PROVIDES INVESTMENT SERVICES FOR INDIVIDUALS, BUSINESS OWNERS, AND CORPORATIONS. (4.) Union Symphony Ochestras. 201 N. Main St., Suite 109, Monroe, NC 28112. Board Member. Plan and oversee the operations of the symphony. Non-investment related. 2 hours/week. 0 hors during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-16
• S63 Uniform Securities Agent State Law Examination
  2000-02-15