Best Investors Account Sign in
Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-19
  • OH RA
    APPROVED
    Since 2022-01-19

Branch Locations

1900 E. 9Th Street, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 02/2011 08/2021
Pnc Bank Cleveland OH 02/2011 08/2021
Pnc Investments Cleveland OH 08/2021 Present
  • 02/2011 → 08/2021
    Pnc Investments
    Cleveland, OH
  • 02/2011 → 08/2021
    Pnc Bank
    Cleveland, OH
  • 08/2021 → Present
    Pnc Investments
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 1998-07-29
  • S66 Uniform Combined State Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-29
Other Names
  • Tony Guy Sawtelle

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cleveland, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor