Shelly Ruiz

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-11-23

FL RA
APPROVED

Since 2009-11-23

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd., 33Rd Floor, Miami, FL 33131 • United States

Citi Private Bank 1101 Pennsylvania Ave, Nw, 11Th Floor, Washington, DC 20004 • United States

Palmetto Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Miami	FL	10/2009	Present

10/2009 → Present

Citigroup

Miami, FL

Previous Registrations

2009-01-23 → 2009-09-21

Truist Investment Services, Inc.

Coral Gables, FL
2007-05-29 → 2008-12-18

Citigroup Global Markets Inc.

Miami, FL

Miami, FL
1998-06-02 → 2007-05-29

Citicorp Investment Services

Miami, FL

Miami, FL

Miami, FL

Other Businesses

STOCKHOLDER/ VP; USA AIR CONDITIONING CO (MY HUSBAND'S BUSINESS);NON-INVESTMET RELATED; MIAMI, FL; 1993 - PRESENT; O-HOURS DEVOTED DURING BUSINESS HOURS; 5-HOURS DEVOTED PER MONTH AFTER BUSINESS HOURS.///// Rental Property - Miami, FL; Investment-related; Affiliation started on 02/01/2021; Title: Owner of property; Duties: owner; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-27
S63	Uniform Securities Agent State Law Examination	1999-07-17

S65 Uniform Investment Adviser Law Examination

1999-09-27
S63 Uniform Securities Agent State Law Examination

1999-07-17

View on SEC IAPD