Victor Sang Tawn

Nationwide Investment Advisors, LLC

Claim This Profile

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-01-29
OH	RA	APPROVED	2016-01-29

CA RA
APPROVED

Since 2016-01-29
OH RA
APPROVED

Since 2016-01-29

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	01/2016	Present

01/2016 → Present

Nationwide Investment Services Corporation

Columbus, OH

Previous Registrations

2014-10-14 → 2015-06-02

Cuso Financial Services, L.P.

Berkeley, CA
2011-09-28 → 2013-11-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cupertino, CA

Redwood City, CA

Cupertino, CA

Sacramento, CA

Daly City, CA

Daly City, CA
2009-06-01 → 2009-12-14

Morgan Stanley

Palo Alto, CA
2002-11-05 → 2009-06-01

Citigroup Global Markets Inc.

Palo Alto, CA

Palo Alto, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-11

S66 Uniform Combined State Law Examination

2001-01-11

Other Names

Victor Sang Tawn
Victor Tawn

View on SEC IAPD

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor