Chad Everett Smith

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  State Farm Insurance
  Blue Springs, MO
• 11/2005 → Present
  State Farm Vp Management Corp.
  Blue Springs, MO
• 08/2018 → Present
  State Farm Investment Management Corp.
  Blue Springs, MO

Previous Registrations

• 1998-05-15 → 2002-06-19
  Waddell & Reed
  Kansas City, MO

Other Businesses

1) Finance Committee at Blue Springs Christian Church; non-investment-related; 7920 MO-7 Hwy, Blue Springs, MO 64014; Association/Committee/Council; Member of Finance Committee; no duties; 1/1/16; 2 hrs./mo.; 0 hrs./mo.; Regular Church activities. The finance committee helps prepare the budget to present to the board and also gives guidance on various financial procedures throughout the church. 2) Blue Springs Chamber of Commerce, non-investment-related; 1000 W Main St Blue Springs MO 64015; Membership/Civic/Fraternal Organization; Treasurer; 01-01-2020; 4;0; Responsible for financial oversight and signing certain checks. Just to be clear, I am not the treasurer yet, they want me to be next year, Vote on investing in CD's or Money Market Accounts (bank products), Control of the checkbook, Review bank statements, Pay bills/ Co-Signor on checking account, A change in banks or accounts would be rare, but if it came up I could abstain from the vote. 3) Chad Smith's Insurance Agency; Insurance Agency; Investment-related; 1316 N 7 Hwy Blue Springs, MO 64014-2282; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2005; 80; 80; Service customers and supervise employees

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-18
• S63 Uniform Securities Agent State Law Examination
  1998-04-24

Designations

• Chartered Financial Consultant