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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-01-09 |
Branch Locations
W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Milwaukee | WI | 02/2016 | 07/2018 |
| Stifel Nicolaus & Co Inc | Waukesha | WI | 07/2018 | Present |
VOLUNTEER SOCCER COACH, OCONOMOWOC High School, NON FINANCIAL INTEREST, NO CONTROL, NOT COMPENSTATED, NO ANNUAL INCOME, 10 HOURs A WEEK SPENT ON ACTIVITY from mid-March to early June
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-19 |
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