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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2010-09-08 |
Branch Locations
718 Sumner Ave, Humboldt, IA 50548-1763 • United States
218 5Th St Sw Ste 103, Mason City, IA 50401 • United States
Duncombe, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Humboldt | IA | 09/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Humboldt | IA | 03/2020 | Present |
Outside Employment; Summit Management Group, LLC; 1. Registered Team Member - Advisor; Manage advisory business; 1530 Greenview Dr SW Ste 205, , Rochester, MN, 55902; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-28 |
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