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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-26 |
| WV | RA | APPROVED | 2000-03-16 |
Branch Locations
9000 Coombs Farm Dr Suite 302, Morgantown, WV 26508 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
| West Virginia University | Morgantown | WV | 11/2025 | 01/2026 |
1) Fellowships of Christian Athletes - Board Member Non-Investment - Morgantown, WV - 11/2025 - 1hr/mth. 2) Independent Agent Outside Fixed Insurance Appointment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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